{"product_id":"hedge-fund-compliance-risks-regulation-and-management-hardcover","title":"Hedge Fund Compliance: Risks, Regulation, and Management - Hardcover","description":"\u003cdiv\u003e\u003cp style=\"text-align: right;\"\u003e\u003ca href=\"https:\/\/reportcopyrightinfringement.com\/\" target=\"_blank\" rel=\"nofollow\"\u003e\u003cb\u003eReport copyright infringement\u003c\/b\u003e\u003c\/a\u003e\u003c\/p\u003e\u003c\/div\u003e\u003cp\u003eby \u003cb\u003eJason A. Scharfman\u003c\/b\u003e (Author)\u003c\/p\u003e\u003cp\u003e\u003cb\u003eThe long-awaited guide for modern hedge fund compliance program development\u003c\/b\u003e \u003c\/p\u003e\u003cp\u003e\u003ci\u003eHedge Fund Compliance + Website\u003c\/i\u003e provides straightforward, practical guidance toward developing a hedge fund compliance program, drawn from the author's experience training financial regulators, consulting with government entities, and analyzing hedge fund compliance structures across the globe. In-depth explanations of compliance principles are backed by illustrative case studies and examples. Highly in-demand templates of popular hedge fund compliance documentation provide actionable illustrations of key compliance policies. Designed to assist investors, fund managers, service providers, and compliance job seekers directly, this book describes the fundamental building blocks of the hedge fund compliance function. \u003c\/p\u003e\u003cp\u003eCompliance is one of the fastest growing areas in the hedge fund space. This reference book provides an essential foundation in modern hedge fund compliance, reflecting the recent changes of this dynamic field. \u003c\/p\u003e\u003cul\u003e \u003cli\u003eDesign and run a hedge fund compliance program\u003c\/li\u003e \u003cli\u003eAccess templates of core compliance documentation and checklists\u003c\/li\u003e \u003cli\u003eDiscover how investors can evaluate and monitor compliance programs\u003c\/li\u003e \u003cli\u003eInterviews with hedge fund compliance practitioners\u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eA steady stream of regulatory changes, combined with the enhanced enforcement efforts of regulators, ensure that hedge funds' compliance-related expenditures will continue to grow. While hedge fund compliance legislation continues to evolve globally, little practical guidance exists for those tasked with the boots-on-the-ground aspects of developing an actual compliance program to comply with best practices and regulatory guidance from leading hedge fund regulators including the US Securities and Exchange Commission, the National Futures Association, the Commodity Futures Trading Commission and the United Kingdom's Financial Conduct Authority. Hedge fund professionals and investors need a fundamental framework for establishing and evaluating an effective program, and when compliance is the issue, trial and error carries too much risk. \u003ci\u003eHedge Fund Compliance + Website\u003c\/i\u003e provides clear guidance and practical tools to meet today's compliance professional needs.\u003c\/p\u003e\u003ch3\u003eFront Jacket\u003c\/h3\u003e\u003cp\u003e\u003c\/p\u003e\u003cp\u003eWhat began as a repetitive exercise in following established regulatory rules has evolved into one of the most high-profile and complex practices in hedge fund management. Part of what makes compliance so tricky is the constantly changing landscape of regulatory activity, including enforcement and surveillance initiatives and laws, but with \u003ci\u003eHedge Fund Compliance\u003c\/i\u003e you can create a state-of-the-art compliance program that gives you peace of mind and enhances your hedge fund. \u003c\/p\u003e\u003cp\u003eThis authoritative guidebook shares the wisdom, insight, and practical understanding of an industry specialist whose experience includes training financial regulators, consulting with government entities, developing compliance functions, and analyzing thousands of hedge fund compliance structures around the globe. His straightforward advice goes beyond the specifics of particular regulations to provide an overhead perspective on how the fundamental building blocks of hedge fund compliance fit together for optimal performance. Whether you're an active or prospective investor, fund manager, or service provider, this endlessly useful resource serves as a step-by-step road map to implementation as well as a comprehensive reference conveniently organized by key compliance topic. Historical case examples and illustrative hypothetical scenarios open up a real-world perspective on what to expect during every aspect of the compliance process. Put yourself ahead of the curve with an insider's look at: \u003c\/p\u003e\u003cul\u003e \u003cli\u003eThe role of the overall internal compliance mechanism, including Chief Compliance Officer (CCO), all shared and dedicated compliance personnel, and fund committees\u003c\/li\u003e \u003cli\u003eHow investors conduct due diligence on hedge fund compliance, with a focus on policies for employee personal account dealing and material non-public information\u003c\/li\u003e \u003cli\u003eInsightful interviews highlighting the latest ways hedge funds are strategically using third-party compliance service providers to establish and run compliance programs\u003c\/li\u003e \u003c\/ul\u003e \u003cp\u003eComplete with practical templates and powerful tools built for everyday performance, \u003ci\u003eHedge Fund Compliance\u003c\/i\u003e is a powerful advantage to give your fund in an increasingly multidimensional world.\u003c\/p\u003e\u003ch3\u003eBack Jacket\u003c\/h3\u003e\u003cp\u003e\u003c\/p\u003e\u003cp\u003eWhat began as a repetitive exercise in following established regulatory rules has evolved into one of the most high-profile and complex practices in hedge fund management. Part of what makes compliance so tricky is the constantly changing landscape of regulatory activity, including enforcement and surveillance initiatives and laws, but with\u003ci\u003e Hedge Fund Compliance\u003c\/i\u003e you can create a state-of-the-art compliance program that gives you peace of mind and enhances your hedge fund. \u003c\/p\u003e\u003cp\u003eThis authoritative guidebook shares the wisdom, insight, and practical understanding of an industry specialist whose experience includes training financial regulators, consulting with government entities, developing compliance functions, and analyzing thousands of hedge fund compliance structures around the globe. His straightforward advice goes beyond the specifics of particular regulations to provide an overhead perspective on how the fundamental building blocks of hedge fund compliance fit together for optimal performance. Whether you're an active or prospective investor, fund manager, or service provider, this endlessly useful resource serves as a step-by-step road map to implementation as well as a comprehensive reference conveniently organized by key compliance topic. Historical case examples and illustrative hypothetical scenarios open up a real-world perspective on what to expect during every aspect of the compliance process. Put yourself ahead of the curve with an insider's look at: \u003c\/p\u003e\u003cul\u003e\n\u003cli\u003eThe role of the overall internal compliance mechanism, including Chief Compliance Officer (CCO), all shared and dedicated compliance personnel, and fund committees\u003c\/li\u003e \u003cli\u003eHow investors conduct due diligence on hedge fund compliance, with a focus on policies for employee personal account dealing and material non-public information\u003c\/li\u003e \u003cli\u003eInsightful interviews highlighting the latest ways hedge funds are strategically using third-party compliance service providers to establish and run compliance programs\u003c\/li\u003e\n\u003c\/ul\u003e \u003cp\u003eComplete with practical templates and powerful tools built for everyday performance, \u003ci\u003eHedge Fund Compliance\u003c\/i\u003e is a powerful advantage to give your fund in an increasingly multidimensional world.\u003c\/p\u003e\u003ch3\u003eAuthor Biography\u003c\/h3\u003e\u003cp\u003e\u003c\/p\u003e\u003cp\u003e\u003cb\u003eJASON A. SCHARFMAN \u003c\/b\u003eis managing partner of Corgentum Consulting, a consulting firm specializing in operational due diligence reviews and background investigations of fund managers on behalf of investors. A leading expert in the field of due diligence, he is author of \u003ci\u003eHedge Fund Governance, Private Equity Operational Due Diligence, \u003c\/i\u003e and \u003ci\u003eHedge Fund Operational Due Diligence.\u003c\/i\u003e\u003c\/p\u003e\n            \u003cdiv\u003e\n\u003cstrong\u003eNumber of Pages:\u003c\/strong\u003e 208\u003c\/div\u003e\n            \u003cdiv\u003e\n\u003cstrong\u003eDimensions:\u003c\/strong\u003e 1 x 9.1 x 6 IN\u003c\/div\u003e\n            \u003cdiv\u003e\n\u003cstrong\u003ePublication Date:\u003c\/strong\u003e December 19, 2016\u003c\/div\u003e\n            ","brand":"BooksCloud","offers":[{"title":"Default Title","offer_id":52478829429043,"sku":"9781119240235","price":86.0,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0300\/5595\/6612\/files\/UVpYMkdYZHdkckpqZDlhejdpbjEvQT09.webp?v=1759661928","url":"https:\/\/www.vysn.com\/products\/hedge-fund-compliance-risks-regulation-and-management-hardcover","provider":"VYSN","version":"1.0","type":"link"}